| 
               Main Topic & Follow Up Abstracts 
              (Click on name to link to the text, or scroll 
                down.)  
              
                - Robert Cary, President, 
                  Sunset Laboratory
 
                - Lloyd Currie, Emeritus 
                  Fellow, National Institute of Standards and Technology 
                  
                
 
                - Judith Chow, Research Professor, 
                  Environmental Analysis Facility, Desert Research Institute 
                  
                
 
                - Hélène Cachier, 
                  France
 
                - Joellen Lewtas, Senior Research Scientist, 
                  US EPA/Office of Research & Dev’t/Nat’l Exposure 
                  Research Lab 
                  
                
 
                - Kirk Fuller, Research 
                  Scientist, National Space Science and Technology Center, Univ. 
                  of Alabama
 
                - Hans Hansson, Air Pollution 
                  Lab, Inst of Applied Environmental Research and Dept of Meteorology, 
                  Stockholm University, Sweden
 
                -  Hans Moosmuller, 
                  Research Professor, Desert Research Institute 
                  
                
 
               
               
              TOPIC #1 . . . 
              What is elemental carbon and how do definitions differ 
                for different applications? What are the OC and EC properties 
                that are of importance to human health, visibility, climate, and 
                source attribution? To what extent can a single analytical method 
                or protocol meet these different needs? 
               
                Robert Cary, President, Sunset Laboratory, Inc. 
               
              Abstract 
                 Compared with all the other elements, carbon 
                has the ability to form an incredible number of different compounds 
                with a likewise incredible number of characteristics. This is 
                due to its unique bonding ability. When considering the pure element 
                itself, this bonding allows for two unique substances. Diamond, 
                which can be considered as the ultimate polycyclic aliphatic-bonded 
                form of carbon; and graphitic carbon, which can be considered 
                the ultimate polycyclic aromatic-bonded form. The later, unfortunately, 
                seems to be the one found commonly as a component of atmospheric 
                aerosols, and is the one of interest here when referring to elemental 
                carbon, EC. 
              There are a number of physical and chemical properties that define 
                this graphitic aerosol carbon. And there are a number of applications 
                where some of these properties are important and others not so 
                important. 
              From a chemist point of few, elemental carbon consists of an 
                extended aromatic-ring structure where the carbon atoms are bonded 
                by sp2 -bonds and delocalized pi-bonds. As the number of rings 
                increase, these pi-bonding electron orbitals become degenerate 
                across the entire structure and end up existing at a level with 
                little or no gap between the valence bands and conduction bands. 
                This results in elemental carbon being a fairly good conductor 
                of electricity when influenced by an electric field and contributes 
                to many of its chemical and physical properties. 
              The strengths of these bonds cause elemental carbon to be very 
                thermally refractory, fairly chemically inert at temperatures 
                less than several hundred degrees and insoluble in solvents. 
              From a physical-optics point of few, elemental carbon interacts 
                with electro-magnetic radiation as a result of these conducting 
                electrons very similarly to metals. In its bulk form as the mineral 
                graphite, it in fact appears very “metallic”. As small 
                aerosol particles, this interaction can be quantitated by its 
                index of refraction consisting of a real part and imaginary part, 
                which are measures of the ability to scatter and absorb electro-magnetic 
                radiation. The values of this index of refraction are a function 
                of not only the wavelength, but also the geometric “size” 
                and morphology. 
              Since there are a fair number of electrons in the conductance 
                bands with no energy gaps, there are no unique absorption frequencies 
                and thus elemental carbon can absorb energy throughout the visible 
                spectrum. This is what causes it to appear “black” 
                as very small particles. Many applications such as climate and 
                visibility studies are concerned with this interaction of EC with 
                electro-magnetic energy. 
              Many applications are more interested in the chemical properties. 
                Its inertness is one reason EC is used as a tracer for certain 
                sources. Nearly all processes that form EC do so in a way that 
                results in at least some occluded organics, and in many cases 
                the EC is a small fraction of the aerosol with OC being the major 
                mass fraction. However, when produced as the major mass fraction, 
                such as in diesel engines, the large surface area causes EC to 
                act as a very efficient adsorber of many compounds that diffuse 
                to its surface. Thus, either alone or as a carrier of other compounds, 
                there is a great deal of interest in its health effects. And it 
                is this surface that is of interest as a location for other chemical 
                process. 
              Most efforts at quantitating EC are focused on its chemical inertness, 
                thermal stability or optical properties. The difficulty of properly 
                speciating EC from other forms of carbon, such as organics, arises 
                for a number of reasons. And the proper speciation becomes most 
                difficult when the EC fraction is small compared to the other 
                forms. Methods that depend upon the insolubility or chemical inertness 
                of EC must contend with the fact that there are forms of OC that 
                are also insoluble or inert. Optical methods must deal with optical 
                properties of other particles as well as the morphology and optical 
                properties of the EC particle itself. And thermal methods must 
                deal with the likely possibility that some organic forms will 
                be pyrolytically transformed into EC. And this is complicated 
                by the fact that the EC fraction of the aerosol itself was originally 
                produced by a pyrolitic process. 
               
              Topic 2 . . . 
                What options exist for fundamental and traceable OC and 
                EC standards? 
               
                Lloyd Currie, Emeritus Fellow, National Institute 
                  of Standards and Technology, Gaithersburg, Maryland 
               
              Click 
                Here for Dr. Currie's "draft reference 
                material document" (in Microsoft Word format), 
                in which he details his discussion on Topic 2. 
               
                Follow Up Abstract 
                 
                On the Distribution of the Blank 
                  L.A. Currie and J.M. Conny (NIST) 
                The distribution of the blank sets the ultimate limitation 
                  for low-level measurement. Its dispersion strongly influences 
                  the uncertainty of the net signal, and often it is the prime 
                  factor governing detection and quantification capabilities. 
                  If the blank distribution shows a positive skewness, it is strongly 
                  recommended that observations (sample, blank) be paired. The 
                  influence on the validity of detection decisions will be examined 
                  with examples from analytical blanks for sulfur (TIMS), 14C 
                  (AMS), OC (TOT), and EC (TOT). 
                 
                 Follow Up Abstract (Mr. 
                  Klouda will not be attending, but requests inclusion in the 
                  Research Strategy) 
                A Filter-Based Fine Particulate Matter Reference Material 
                  (RM) 2784 [1] 
                  George A. Klouda*, Helen J. Parish†, James J. 
                  Filliben* and Judith C. Chow‡ 
                 
                   * National Institute of Standards and Technology, Gaithersburg, 
                    MD 20899 
                    † SRI International, Menlo Park, CA 94025 
                    ‡ Desert Research Institute, Reno, NV 89512 
                 
                To support national monitoring of fine particulate matter (PM 
                  2.5) concentrations of organic carbon (OC), elemental carbon 
                  (EC) or black carbon, and total carbon (TC), NIST, in collaboration 
                  with SRI International and the Desert Research Institute, has 
                  produced a Filter-Based Fine Particulate Matter Reference Material 
                  (RM) 2784 using the Washington, D.C. Urban Dust Standard Reference 
                  Material (SRM) 1649a. SRM 1649a was resuspended in a purified 
                  airflow and size-segregated by a series of processes - exposure 
                  to air at sonic velocity, sedimentation and impaction – 
                  designed to pass only particles less than 2.5 mm aerodynamic 
                  diameter. This fine aerosol fraction was then collected on 320 
                  quartz-fiber filters, simultaneously, under matched flow conditions. 
                  A total of 7 batches were obtained to complete production of 
                  2240 filters [2]. The mass of fine PM on each filter was determined 
                  by gravimetric analysis before and after the resuspension and 
                  collection process. Process blanks were prepared for possible 
                  chemical analyses and weighing controls were obtained to estimate 
                  potential bias in the gravimetric measurement. 
                 Each filter has a set of characteristics that provides a unique 
                  identification: filter identification number, PM-mass loading, 
                  batch, chamber, and chamber-position. The distribution of PM-mass 
                  loadings with respect to chamber-position, chamber and batch 
                  appears quite variable. After nine outliers with negative loadings 
                  are removed, the average mass and standard deviation for the 
                  remaining 2231 filters is 1064 ± 414 mg dust per filter 
                  (39% relative standard deviation) with a range of 2763 mg. Gravimetric 
                  analysis of control filters treated similarly as the loaded 
                  filters but without exposure to the dust shows that on average 
                  the difference between the initial weighing and the final weighing 
                  is 46 ± 63 mg (standard deviation, n = 140). 
                An inter-laboratory and -methods comparison is underway to 
                  obtain value assignments [3] and uncertainties [4, 5] for EC, 
                  OC and TC concentrations (in g/g dust) and for the EC/TC ratio 
                  of RM 2784 filters using two specific thermal-optical analysis 
                  (TOA) methods. The NIOSH (National Institute of Occupational 
                  Safety and Health) Method 5040 [6, 7], with a slightly modified 
                  temperature profile for the Environmental Protection Agency 
                  (EPA) PM 2.5 Chemical Speciation Trends Network (STN) [8], will 
                  be applied to thermal-optical transmission (TOT) instruments. 
                  The IMPROVE (Interagency Monitoring of Protected Visual Environments) 
                  Method will use thermal-optical reflectance (TOR) instruments 
                  [9]. 
                 Beyond providing value assignments of the analytes identified 
                  above for RM 2784, the results of the intercomparison are expected 
                  to show whether a mass-interval effect exists for the mass fraction 
                  of each analyte defined by the method and the EC/TC ratio, what 
                  is the within-filter homogeneity, and what is the filter-to-filter 
                  homogeneity. A secondary analysis of the data will examine factors 
                  that may have influenced the production of these filters, e.g., 
                  batch, sampling chamber, and chamber location, i.e. quadrant, 
                  column and row that are unique to each filter. 
                 
                   [1] ISO, “International Vocabulary 
                    of Basic and General Terms in Metrology (VIM),” 2nd 
                    Edition; BIPM/IEC/IFCC/ISO/IUPAC/IUPAP/OIML, International 
                    Organization for 
                    Standardization (ISO), 1993. 
                   [2] Watson, E.L., Irwin, K., and Parish, 
                    H.J., “ Preparation of SRM 2784 on quartz filters,” 
                    SRI International, Final Report, August 2002. 
                   [3] May, W., Parris, R., Fassett, J., Greenberg, 
                    R., Guenther, F., Wise, S., Gills, T., Colbert, J., Gettings, 
                    R. and MacDonald, B., “Definitions of Terms and Modes 
                    Used at NIST for Value- Assignment of Reference Materials 
                    for Chemical Measurements,” Natl. Inst. Stand. Technol., 
                    Special Publication 260-136, January 2000. 
                  [4] ISO, “Guide to the Expression of 
                    Uncertainty of Measurement: First edition 1993; ISBN 92-67- 
                    10188-9; International Organization for Standardization (ISO), 
                    1993. 
                  [5] Taylor, B.N., and Kuyatt, C.E., “Guidelines 
                    for Evaluating and Expressing the Uncertainty of NIST Measurement 
                    Results, Natl. Inst. Stand. Technol., Tech. Note 1297, (1994). 
                  [6] Birch, M.E. and Cary, R.A., “Elemental 
                    carbon-based method for monitoring occupational exposures 
                    to particulate diesel exhaust,” Aerosol Sci. Technol., 
                    Vol. 25, pp. 221-241 (1996). 
                  [7] National Institute of Occupational Safety 
                    and Health (NIOSH), “Elemental Carbon (Diesel Particulate): 
                    Method 5040,” NIOSH Manual of Analytical Methods, 4th 
                    ed. (http://www.cdc.gov/niosh/nmam/pdfs/5040f3.pdf), Cincinnati, 
                    Ohio, 15 January 1997 
                  [8] EPA Strategic Plan, “Development 
                    of the Particulate Matter (PM 2.5) Quality System for the 
                    Chemical Speciation Monitoring Trends Sites,” Environmental 
                    Protection Agency, Office of Air Quality Planning and Standards, 
                    Research Triangle Park, North Carolina (www.epa.gov/ttn/amtic/files/ambient/pm25/spec/strate1.pdf). 
                  [9] Chow, J.C., Watson, J.G., Pritchett, L.C., 
                    Pierson, W.R., Frazier, C.A., and Purcell, R.G., “The 
                    DRI thermal/optical reflectance carbon analysis system: description, 
                    evaluation and applications in U.S. air quality studies,” 
                    Atmospheric Environment, Vol. 27A, No. 8, pp. 1185-1201 (1993). 
                   
                    For more information, contact: George A. 
                      Klouda, National Institute of Standards and Technology, 
                      100 Bureau Dr., Mailstop 8375, Gaithersburg, MD 20899-8375; 
                      301-975-3931; (Fax: 301-417-1321); george.klouda@nist.gov 
                   
                 
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                TOPIC #3 . . . 
                  How does the sample affect the measurement 
                  of different carbon fractions? How do properties of particles 
                  on a filter differ from those in ambient air? How do 
                  different compounds react with heat and among themselves to 
                  create pyrolized carbon? How do different filter loadings affect 
                  optical measures of pyrolysis? Under what conditions might other 
                  carbon-containing components (e.g., carbonates) be detected 
                  as OC or EC? What additional information should be reported 
                  with OC and EC values to evaluate the precision and validity 
                  of an OC/EC split? 
                 
                  Judith Chow, Research Professor, Environmental Analysis Facility, 
                    Desert Research Institute 
                 
                Click 
                  Here to view Dr. Chow's abstract in Microsoft Word 
                 
                 Follow Up Presentation Abstract 
                  1 
                 
                  Effects of iron oxides on the determination of organic 
                    and elemental carbon using thermal optical techniques 
                  Kochy Fung, AtmAA, Inc. Calabasas, CA, U.S.A. 
                     
                    Ambient particulate samples are routinely analyzed for organic 
                    and elemental carbon (OC/EC) using either thermal volatilization-pyrolysis 
                    correction methods, as in Interagency Monitoring of PROtected 
                    Visual Environments (IMPROVE) with correction by reflectance, 
                    or in the National Institute of Occupational Safety and Health 
                    (NIOSH) Method 5040 using transmittance (TOT). In both methods, 
                    the filter is heated stepwise with specified temperatures, 
                    rates of temperature increase, and residence times at each 
                    temperature, first in He to volatilize the OC, then in O2/He 
                    for EC combustion. The resulting CO2 is converted to methane 
                    for detection by a flame ionization detector. A recent comparison 
                    study (Chow et al, 2001) found that NIOSH EC was 107 + 77.5% 
                    lower than IMPROVE.  
                  The difference was thought to be relating to the oxidation 
                    by metal oxides under the NIOSH 900oC-temperature step for 
                    OC. It is already known that MnO2 can oxidize EC at temperatures 
                    higher than 525oC. To study if other metal oxides bear similar 
                    property, soot samples containing iron oxides were created 
                    from combusting ethylene with iron pentacarbonyl vapor. Acetylene 
                    gas was added for soot formation. By varying the level of 
                    acetylene in the combustion mixture, different amount of soot 
                    to iron content can be obtained. Samples with only soot particles, 
                    iron oxides, and a mixture of both were analyzed according 
                    to the IMPROVE and NIOSH protocols.  
                  The results of the analyses indicated that iron oxides attenuated 
                    the laser signals in both the OC and EC phase of the thermal 
                    optical methods. During the OC phase of the NIOSH protocol 
                    (helium atmosphere) EC or other light absorbing carbon was 
                    oxidized or volatilized in the samples containing iron oxides 
                    when the temperature reached 800oC and above. The orange-colored 
                    residue that remained on the filter disc after the IMPROVE 
                    analysis was not visible on NIOSH-analyzed disc. Thus the 
                    presence of significant amount of iron oxides in a sample 
                    can increase the apparent OC content due to their affects 
                    on increasing pyrolysis correction, as well as oxidation of 
                    EC during the OC phase of the NIOSH protocol. 
                    ______________________ 
                    Chow, J.C.; Watson, J.G.; Crow, D.; Lowenthal, D.H.; Merrifield, 
                    T. Comparison of IMPROVE and NIOSH carbon measurements; Aerosol 
                    Sci. Technol. 2001, 34(1), 23-34. 
                 
                Follow-up Presentation Abstract 
                  2  
                 
                  Measurement of Carbonate 
                    Minerals in Aerosol Samples 
                  Johann Engelbrecht, Associate Research Professor, Desert 
                    Research Institute  
                     
                    Carbonate minerals such as calcite, dolomite and magnesite 
                    commonly occur in aerosols from arid regions of the western 
                    USA. Screened as well as PM10 and PM2.5 filter samples of 
                    ten re-suspended soils were analyzed for their mineral contents 
                    by X-ray Diffraction (XRD). Mineral species identified in 
                    these samples include quartz, calcite, mica, feldspar, dolomite, 
                    rutile, gypsum, and clay minerals. These samples were also 
                    chemically analyzed for their elements, ions, OC and EC, as 
                    well as carbonate contents. The mineralogical and chemical 
                    results are compared, with emphasis on the measurement of 
                    carbonate minerals. 
                 
               
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              TOPIC #4 . . .What 
                are the important parameters that need to be defined for a carbonaceous 
                aerosol analysis and how should these be documented for different 
                analysis protocols? 
                 
                Hélène Cachier, LSCE/CFR, laboratoire mixte CEA-CNRS, 
                France 
              Abstract 
                Intercomparisons have shown for a long time important discrepancies 
                among EC/OC ratio results produced with different analytical protocols. 
                Only very recently have efforts been deployed to understand the 
                reasons. Although some answers clearly reveal which things to 
                avoid, answers for what to do are still pending. 
              Keeping in mind firstly, the chemical complexity and the diversity 
                of carbonaceous aerosols and, secondly, the fact that there is 
                no clear separation between high molecular weight OC and EC, the 
                “thermal” definition of EC is obviously operationally-dependent. 
                The aim is however to uniformize results and ultimately to reconcile 
                both thermal and optical definitions of BC and EC. 
               
                1) Indeed thermal-optical analyses rely on both properties 
                  of BC/EC, the light absorption and the refractory behaviour. 
                  This is an additional argument to have only one name for this 
                  component: BC, whereas EC can induce some conceptual errors 
                  in the chemical nature of the particles. 
                2) There are two main classes of analyses: 
                
                  -  analyses under oxidative atmosphere, producing a gradual 
                    combustion (oxidation) of the carbonaceous particles;
 
                  -  2-step analyses with the first step under an inert gas 
                    (helium or nitrogen), producing a pyrolysis of the OC component.
 
                 
               
              Applying such thermal treatments modifies the particles differently. 
                This is particularly crucial for EC particles. In conclusion, 
                any mix of both treatments in the analytical protocol must be 
                considered with caution. 
               
                3) The analysis by itself brings artefacts: charring of OC 
                  and untimely departure of BC. 
               
              In all cases, it is better to minimize artefacts than to try 
                to quantify them. This is primarily due to the fact that the different 
                fractions of EC have different optical properties (absorption 
                coefficient) and that their time (temperature) evolution may overlap. 
              When entering the problem of carbon analysis, some questions 
                arise: 
               
                a) The choice of method: under oxygen/or mixed atmosphere? 
                
                  -  Why choose the second method, which apparently brings more 
                    artefacts?
 
                  - Does the EGA/O2 bring a satisfactory split between OC and 
                    BC? 
 
                  - For this methodology, why has the importance of the plateau 
                    duration (almost) never been discussed?
 
                 
                b) Do we actually need the split of OC and BC into several 
                  fractions?  
                
                  - Hasn’t it a historical origin?
 
                  - Have these fractions any environmental significance?
 
                 
                c) How do dust particles affect the signal (laser signal, evolution 
                  of EC)? 
                d) How do we treat the problem of carbonates? 
                
                  -  In other words, is it possible to avoid removal of carbonates 
                    prior to thermal analysis? If so, may carbonate peak be clearly 
                    identified?
 
                  -  Does acidic treatment affect the carbon content and the 
                    split EC/BC?
 
                 
                e) What is the limitation of the analysis in terms of EC concentration 
                  per area unit? 
                
                  -  Indeed, this parameter may affect the gas penetration in 
                    the particle layer, and additionally may affect the laser 
                    sensitivity for pyrolysis correction. 
 
                 
                f) If we chose the EGA/He/O2 analysis: 
                
                  - How to minimize charring; although some fractions char more 
                    than others, it may be seen that charring occurs very early 
                    in the temperature program.
 
                 
                g) Finally, a side problem is the absorption of VOC (or CO2?) 
                  during storing. 
                
                  - Should we treat the sample prior to analysis?
 
                  -  How does the cleaning of the filter affect its capability 
                    of positive (passive and active) artefacts?
 
                 
               
              In light of the above-mentioned considerations, there is a need 
                to delineate the main determinants which have the potential to 
                create discrepancies in the determination of EC/TC ratios. 
                 
                Specific parameters to be defined for EGA/O2 analysis: 
               
                 - decarbonatation: indeed, due to a matrix effect, carbonates 
                  evolve at lower temperature than assessed for pure material, 
                  and the generally adopted temperature for the evolution of EC 
                  (720 to 750°c) actually creates some decomposition of carbonate. 
                  - The temperature increase rate which is especially critical 
                  between 300°c to 400°c where there is some overlap of 
                  the OC and EC fractions. 
                  - optimum concentration range of the filter loading.  
                  - beginning and end temperature. 
               
              Specific parameters to be defined for EGA/He/O2 analysis: 
               
                 - number of plateaux, duration, temperature. 
                  - should we link the plateau duration to background recovery? 
                  - is there any special procedure in the transition zone? (lower 
                  increase of temperature) 
                  - laser monitoring wavelength, type of optical measurement: 
                  T or R? 
                  - description of flash heating if any. 
               
              Finally in the discussion 2 other items will appear: 
               
                 - the role of the nature (origin, age) of the aerosol will 
                  be introduced which probably leads to the discussion that some 
                  methods are “better” for a given type of aerosol. 
                  - How to analyze cascade impactor samples? 
               
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              TOPIC #5 . . . 
              What specific compounds are likely to evolve during different 
              temperature fractions of thermal evolution methods used to analyze 
              carbonaceous aerosols?  
              Joellen 
              Lewtas, US EPA/Office of Research & Dev’t/Nat’l 
              Exposure Research Lab 
               
                Follow Up Presentation 
                  Abstracts 
                Organic Carbon Concentration and Composition 
                  in Fine Particulate Matter Collected During ARIES Study 
                 
                  Barbara Zielinska, Desert Research Institute, 2215 Raggio 
                    Parkway, Reno, NV 89512 
                 
                Fine particulate matter (PM2.5) was measured daily from August 
                  1998 to December 1999 over a 24-hr sampling period in an Atlanta 
                  residential area to provide data for an epidemiological study. 
                  Samples were collected using the DRI Sequential Fine Particulate/Semi-Volatile 
                  Organic Compounds (PSVOC) sampler, which allows unattended collection 
                  of up to four samples. To account for the semi-volatile organic 
                  compounds associated with particles, a quartz filter of 10 cm 
                  diameter was backed by polyurethane foam plugs (PUF) in combination 
                  with the polystyrene-divinylbenzene resin XAD-4. 
                All quartz filters were analyzed for organic and elemental 
                  carbon (OC/EC) by thermal/optical reflectance method (TOR) prior 
                  to extraction. Filters and PUF/XAD cartridges were extracted 
                  together, using three solvents of different polarity (dichloromethane 
                  followed by acetone, followed by water). The mass of the extracts 
                  was determined by weighing the residue of 20 microliter aliquots 
                  of the extracts deposited on a pre-fired quartz filter punch. 
                  The organic carbon content of the extracts was determined by 
                  subsequent analysis of the punch by the TOR method. Select punches 
                  were also analyzed by gas chromatography/mass spectrometry (GC/MS) 
                  using a thermal desorption method. Thermal desporption was conducted 
                  in a sequential fashion with increasing temperatures that try 
                  to mimic the temperature ramps used with the TOR method (1: 
                  120 ºC; 2: 250 ºC; 3: 380 ºC).  
                This presentation will discuss the major compounds identified 
                  during sequential desorption analyses of the extracts deposited 
                  on quartz punches. The desorption method can provide some insight 
                  into the composition of the organic fractions observed during 
                  the TOR temperature ramps.  
                Topic 
                  5 Follow Up Abstract 2—Insights 
                  from Thermal Analysis of Individual Organic Compounds, Mixtures, 
                  Black Carbon Surrogates, Airborne Particulate Matter and Extracts. 
                   
                  L. 
                  A. Gundel, Environmental 
                  Energy Technologies Division, Lawrence Berkeley National Lab 
                 
                   
                    L.A. Gundel, T.W. Kirchstetter, R.L. Dod, Y. Pang, Environmental 
                      Energy Technologies Division, Lawrence Berkeley National 
                      Laboratory, 1 Cyclotron Road, Berkeley, CA 94720; C.S. Claiborn, 
                      Department of Civil and Environmental Engineering, 101 Sloan 
                      Hall, Washington State University, Pullman, WA 99164-2910. 
                   
                 
                This presentation compares thermograms of organic compounds, 
                  ambient, source and 'surrogate' particulate matter. Here 'surrogate 
                  PM' refers to well-characterized mixtures of fine activated 
                  carbon (AC) particles and known compounds. In addition, thermograms 
                  of extracts and extracted ambient PM are compared to 'reconstructed' 
                  PM (extracts + fine AC particles) and the original ambient PM. 
                  The goal is to shed light on the chemical characteristics of 
                  the temperature-defined carbon fractions in relation to what 
                  is currently known from detailed speciation efforts for organic 
                  compounds in source and ambient PM. 
                Thermograms of individual compounds suggested that volatility 
                  and MW, rather than class or functional group, controlled the 
                  evolution of OC in the fractions through 250 C. For compounds 
                  that evolved between 250 and 500 C, formation of light absorbing 
                  carbon in situ was more likely for polyfunctional molecules 
                  with at least one aromatic ring. Complex molecules with saturated 
                  rings also pyrolyzed easily. 
                When adsorbed onto clean fine AC particles, individual compounds 
                  showed thermograms with more complexity: in surrogate PM the 
                  compounds could distribute over more than one temperature fraction, 
                  for example (not counting the EC from AC). However, adding extracts 
                  of ambient PM to fine AC did not necessarily yield the original 
                  ambient PM OC-EC pattern. Reconstructed PM did not contain the 
                  high-molecular weight unextractable OC that was usually associated 
                  with ambient PM. 
               
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              TOPIC # 6 
                . . . 
                How does carbonaceous particle composition, shape, and 
                size affect optical properties in the air and when sampled on 
                a filter? 
                Kirk Fuller, Research Scientist, National Space 
                Science and Technology Center, Univ. of Alabama  
              Organic carbon aerosols free of any graphitic (elemental) carbon 
                may be both spherical and hygroscopic. To the extent that this 
                is so, their in situ optical properties are amenable to analysis 
                with Lorenz-Mie theory, with the greatest unknown being the complex 
                refractive index (i.e., the exact composition) of the particles. 
                Soot is typically comprised of graphitic carbon mixed with incompletely 
                oxidized fuel. Rather than being spherical, fresh soot particles 
                are loose (ramiform), fractal-like agglomerations of graphitic 
                carbon spherules which may become more tightly packed upon aging. 
                The spherules are composed of nanometer-sized domains of graphite 
                crystals. The crystalline structure of the graphite itself is 
                imperfect, with frequent substitution of carbon atoms in the hexagonal 
                C6 molecules comprising the crystals, or intercalation of molecules 
                between the stacked C6 rings. Such variations in structure and 
                composition leave the complex refractive index of the material 
                variable, as well. The theoretical analysis of soot optics is 
                more difficult, but such analysis indicates that aggregation of 
                the spherules tends to enhance their scattering and absorption 
                cross sections. The greatest enhancement in absorption cross section, 
                however, arises from encapsulation of elemental carbon by nonabsorbing 
                host particles, such as solution droplets of ammonium sulfate. 
               
              Absorption coefficients of atmospheric aerosol are routinely 
                inferred from reflection and/or transmission measurements of particle 
                deposits on quartz, nuclepore, or Teflon filters. In such procedures, 
                the filters may be regarded as optical elements which are often 
                used in concert with integrating spheres, integrating plates, 
                or both. The technique was originally developed by Lin et al. 
                (1973), and a number of variations have followed (cf. Rosen et 
                al., 1978; Sadler et al., 1981; Edwards et al., 1983; Clarke et 
                al. 1987; Campbell et al., 1995; and Bond et al., 1999). A proper 
                accounting of scattering in the radiative transfer is a requirement 
                of all such measurements. Of particular relevance to filter samples, 
                but much less understood, are the alterations of a particle's 
                absorption (and scattering) spectrum by its close proximity to 
                other particles and by its attachment to substrate surfaces.  
              Absorption by particles in a filter deposit differs from in situ 
                absorption because of (1) multiple scattering in the deposit/substrate 
                system, (2) alteration of absorption and scattering cross sections 
                by electromagnetic coupling between particles, (3) electromagnetic 
                coupling of particles to filter surfaces, (4) optical coherence 
                between particles with separations comparable to the wavelength 
                of the interrogating radiation, (5) induced alignment of nonspherical 
                particles along filter surfaces, (6) shape distortion of liquid 
                droplets, and (7) reactions among different chemical species, 
                especially over extended sampling times.  
              Raman spectroscopy may provide a useful analysis of soot in that 
                there is a pair of vibrational signatures present in the spectra 
                of graphitic carbon that are not active in the infrared. The band 
                strength of one relates to the quality of the crystal structure, 
                while the other relates to the size of grain boundaries within 
                the cryptocrystalline spherules that comprise the soot fractal 
                (Rosen et al., 1978). Since the degree of molecular ordering in 
                the spherules is a function of initial combustion conditions and 
                thermal annealing, such features may be useful in distinguishing 
                between biomass and fossil fuel soot, as well as in studying the 
                modification of carbonaceous material during thermo-optic measurements. 
              If soot initially exists as an inclusion in sulfate aerosol or 
                the amount of OC coating EC is great enough, then evaporation 
                of those materials may increase the fractal dimension of the aggregates, 
                thereby altering its mass-specific absorption cross section. Compositional 
                changes during heating seem especially difficult to predict, though 
                it seems that monitoring the infrared (in addition to the Raman) 
                spectra of the deposits may provide some insight. 
              The overview by the topic leader will provide a bit more detail 
                and some examples of the effects described above. 
              REFERENCES (in addition to suggested reading) 
              Bond, T. C., T. L. Anderson, and D. Campbell. Calibration and 
                intercomparison of filter-based measurements of visible light 
                absorption by aerosol particles. Aerosol Sci. 
                Tech., 30:582-600, 1999. 
              Campbell, D., S. Copeland, and T. Cahill. Measurement of aerosol 
                absorption coefficient from teflon filters using integrating plate 
                and integrating sphere techniques. Aerosol Sci. 
                Techno., 22:287-292, 1995. 
              Clarke, A. D., K. J. Noone, J. Heintzenberg, S. G. Warren, and 
                D. S. Covert. Aerosol light absorption measurement techniques: 
                Analysis and intercomparisons. Atmos. Environ., 21:1455-1465, 
                1987. 
              Edwards, J. D., J. A. Ogren, R. E. Weis, and R. J. Charlson. 
                Particulate air pollutants: 
                A comparison of British “smoke” with optical absorption 
                coefficient and elemental carbon concentration. Atmos. Environ., 
                17:2337-2341, 1983. 
              Lin, C.-I., M. Baker, and R. J. Charlson. Absorption coefficient 
                of atmospheric aerosol: 
                A method for measurement. Appl. Opt., 12:1356-1363, 1973. 
              Rosen, H., A. D. A. Hansen, L. Gundel, and T. Novakov. Identification 
                of the optically 
                absorbing component in urban aerosol. Appl. Opt., 17:3859-3861, 
                1978. 
              Sadler, M., R. J. Charlson, H. Rosen, and T. Novakov. An intercomparison 
                of the integrating plate and the laser transmission methods for 
                determination of aerosol absorption coefficients. Atmos. Environ., 
                15:1265-1268, 1981. 
               
               
                 
                  
               
              TOPIC # 
                7 . . . 
                How might current analysis methods 
                be enhanced or combined to obtain more information about the nature 
                of OC, EC, and other carbon fractions in filter samples? 
                What can be done with existing analysis methods and samples? What 
                might be provided by collocated measurements? What hardware and 
                software changes would permit more of the commonly applied protocols 
                to be applied with the same analytical instruments?  
               
                Hans Hansson, Air Pollution Laboratory, Institute 
                  of Applied Environmental Research and Department of Meteorology, 
                  Stockholm University, Sweden 
               
              Abstract 
                Interest in carbon compounds in the atmospheric 
                aerosol is not mainly from the point of view of basic science, 
                but rather for their potentially large influence on climate and 
                health. The climate influence is especially due to the absorbing 
                properties of what is commonly called soot, Elemental Carbon or 
                Black Carbon. This has been noted in the recently published results 
                of the large field experiment INDOEX. The air pollution plume 
                originating over India and flowing south over the India Ocean, 
                has shown indications of increasing climate forcing by 10 W/m2 
                in the air above ground, due to the high content of light absorbing 
                material. 
              Cloud drop formation depends on the size and chemical composition 
                of the particles on which the droplets are formed. The amount 
                of inorganic salts has been considered to totally determine whether 
                or not a particle will nucleate (activate) as a cloud droplet, 
                as described through the original Köhler equations. However 
                recent theoretical investigations, where the Köhler equations 
                had to be further developed, indicate that organic components 
                have a crucial influence on the activation properties and possibly 
                the resulting cloud droplet size distribution, as well. The global 
                climate forcing due to this phenomenon is not known. 
              A major source of particulate carbon to the atmosphere is the 
                combustion engine. The emission factor by mass varies greatly 
                and depends on the type of engine, its age and the kind of fuel 
                it uses. New developments have strongly reduced the carbon mass 
                emitted, but this reduction has been achieved by reducing the 
                size of the particles, not the number. The new particle traps 
                for diesel engines decrease particle number and mass by about 
                99%, but measurements show that, due to nucleation after the particle 
                trap, the number of particles, in the nanometer range, increase 
                strongly, and that the total number of particles is comparable 
                to what is found without the particle trap.  
              Globally, the total number of particles emitted to the atmosphere 
                from combustion in general, and specifically from engines, is 
                very large. A simple box model calculation for Germany gives an 
                estimate of several thousand particles per cc at the border of 
                the emission area. Such concentrations can prevail over several 
                thousand kilometers assuming a lifetime of 4-8 days for OC/EC. 
                Even if the particles are small, some tenths of nm, they might 
                have a profound influence on particle formation and resulting 
                size distribution far away from the source area. 
              The recent WHO review on the health effects of ambient particles, 
                states that there is strong evidence that fine particles (< 
                2.5 mm, PM2.5) are more hazardous than larger ones (coarse particles) 
                in terms of mortality and cardiovascular and respiratory endpoints 
                in panel studies. This does not imply that the coarse fraction 
                of PM10 is innocuous. Amongst the characteristics found to contribute 
                to toxicity in epidemiological and controlled exposure studies, 
                are metal content, presence of PAHs and other organic components, 
                endotoxin content as well as small (< 2.5 mm) and extremely 
                small size (< 100 nm). Further, it states that a number of 
                source types are associated with health effects, in particular 
                motor vehicle emissions and coal combustion. These sources produce 
                primary as well as secondary particles, both of which have been 
                associated with adverse health effects. 
                 
                In summary, several important characteristics of particles, other 
                than mass, such as number size distribution and physical and chemical 
                properties, are necessary to estimate the effects of OC/EC. But 
                still TC/EC/OC has to be measured. However efforts have to be 
                made to minimize artifacts, like adsorption of VOC’s and 
                losses of semi-volatile particulate matter, in the sampling procedure. 
               
              The starting point for the discussion will be to question if 
                one standard for measuring EC/OC will be useful for addressing 
                all different effects. Different approaches will be suggested 
                depending on the effect to be estimated. 
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               TOPIC # 8 . 
                . . 
                What new and innovative sampling, analytical, and interpretive 
                techniques are needed to determine the properties and sources 
                of carbonaceous aerosol in the atmosphere? 
                Topic Leader: Hans Moosmüller, Desert 
                Research Institute, 2215 Raggio Parkway, Reno, NV 89512 
              Abstract 
                The total carbon content (TC) of carbonaceous 
                aerosol can be determined accurately with thermal analysis methods. 
                In addition, thermal analysis methods utilize the refractory nature 
                of elemental carbon (EC) and the volatility of organic carbon 
                (OC) to quantify these two components of TC. However, while heating 
                filter samples in an inert atmosphere to volatilize OC, part of 
                the OC pyrolyzes into EC. Despite procedures correcting for this 
                charring, the resulting EC/OC split depends sensitively on the 
                heating process and the charring correction. Therefore, EC and 
                OC determined by thermal-optical analysis are method-dependent 
                operational definitions, poorly suited as primary standards. However, 
                this situation may change if the charring process and compounds 
                removed and created through charring can be better quantified. 
              Alternative techniques for determining the EC/OC split are needed 
                for source apportionment, radiative transfer (including visibility), 
                and health effect applications. Of particular interest are real 
                time techniques with high (1 s) time resolution, which can be 
                used to characterize both ambient aerosol and emissions.  
              OC is a conglomerate of hundreds or thousands of individual chemical 
                compounds and it is difficult to define common properties which 
                can be used for OC quantification. On the other hand, EC consists 
                of graphitic micro crystals, which can be quantified using several 
                unique properties including 1) strong light absorption, 2) graphitic 
                Raman spectrum, 3) insoluble in polar and non-polar solvents, 
                and 4) thermally refractory.  
              1) Measurement of light absorption directly yields the primary 
                parameter needed for radiative transfer applications and also 
                quantifies EC or rather BC (black carbon). Both filter-based and 
                photoacoustic techniques can be used for this measurement, yielding 
                some real time instruments with excellent time resolution. 
              2) Measurement of the graphitic Raman spectrum is currently undergoing 
                a small resurgence. It quantifies graphitic carbon (GC) thought 
                to be responsible for carbonaceous light absorption and potentially 
                identical with BC. In addition, Raman spectroscopy may yield information 
                on the size of graphitic micro crystals. 
              3) Dissolving the OC and quantifying the remaining carbon yields 
                non-extractable carbon (NEC), which is closely related to EC. 
                Dissolving part of the OC may also be useful as pretreatment for 
                thermal-optical analysis to reduce charring. However, extraction 
                methods are not well suited for continuous or real time analysis. 
              4) Measurement of EC through its thermally refractory properties 
                has been discussed above. 
               
               
                Topic 8 Follow 
                  Up Abstract—Source 
                  Apportionment Using Semi-Continuous Measurement of OC, EC, and 
                  Other Markers of Combustion Emissions 
                  Delbert J. Eatough, Brigham Young University, 
                  Provo, Utah 
                   
                  Abstract 
                   There has been a significant increase in the number 
                  of semi-continuous instruments available for the determination 
                  of PM2.5 mass and composition. Commercial instruments are now 
                  available for the semi-continuous measurement of nonvolatile 
                  mass, total mass, EC, OC, sulfate, nitrate and other fine particulate 
                  components. Data are often provided as 1-h average measurements. 
                  The availability of data on a time period comparable to or shorter 
                  than meteorological and emission changes in an urban atmosphere 
                  significantly improves the ability of programs such as UNMIX 
                  to do source apportionment in an urban air shed. EC, in particular, 
                  is a good marker for diesel emissions. However, the separation 
                  of diesel, gasoline and wood combustion emissions is of vital 
                  importance and difficult to de using EC and OC data alone. The 
                  addition of other 1-h average gaseous data for potential markers 
                  of primary emissions (e.g. NOx, CO, SO2) and secondary formation 
                  processes (e.g. NO2, O3, H2O2) significantly improves the use 
                  of semi-continuous EC data in the apportionment of EC and OC 
                  from various combustion emissions and secondary formation processes. 
                  The potential use of such data will be illustrated with data 
                  obtained at the Pittsburgh Supersite and in the Wasatch Front 
                  EMPACT study. The development of other 1-h average carbon fraction 
                  data sets would be expected to further improve the power of 
                  this approach. 
                 
               
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