Introduction
Concern for the adverse health impacts of air
pollution continues to be the principal (although not sole)
motivation for air quality and source emissions regulations.
Accordingly, the need to better serve research on air
quality-health relationships is a major justification for improving
the speciation of organic environmental air contaminants.
Many air contaminants of health and regulatory
concern are wholly or in part organic carbon.
For example, among the six National Ambient Air Quality
Standards (NAAQS) pollutants there is considerable current concern
for the health impacts of ambient particulate matter (PM) (EPA,
2003). A small fraction
of coarse PM mass (PM10-2.5) consists of organic
material of animal or plant origin, or is contaminated by natural
(e.g., bacterial endotoxin, plant pollen protein) or anthropogenic
(e.g., condensed combustion products) organic carbon.
However, organic carbon, largely anthropogenic, typically
comprises 20-40% of fine PM (PM2.5).
Within PM2.5, there is considerable interest
in, but little knowledge about, the health implications of the
“ultrafine” (nominally £100
nm) and “nanoparticle” (nominally £ 50 nm) fractions, which although comprising a minor portion
of total PM mass, dominate PM counts.
These smallest fractions of ambient PM contain greater
portions of organic carbon than PM2.5; indeed, many
nanoparticles consist almost entirely of condensed semi-volatile
organic compounds (SVOCs), or non-volatile organics.
Beyond the NAAQS, EPA identified 188 Hazardous Air Pollutants
(HAPs) considered to present important health hazards <http://www.epa.gov/ttn/atw/pollsour.html>, the majority
of which are organic carbon compounds or classes. Among the HAPs, EPA has identified 33 Urban
Air Toxics (UATs) of greatest concern 25 <http://www.epa.gov/ttn/atw/urban/list33.html>,
25 of which are organic carbon compounds or classes.
People always breathe complex mixtures of many
air contaminants from many natural and anthropogenic sources. There is growing recognition of the need for
a better understanding of the contributions of the many different
individual air contaminants, and classes of contaminants, to
the health effects associated statistically with air pollution.
Although some efforts have been directed toward “dissecting”
the chemical species responsible for the biological effects
of certain source emissions, most ambient air quality health
research has focused on individual pollutants.
This approach has fostered considerable improvement in
air quality to date, but the relationship between air quality
and health is unavoidably a multi-pollutant, multi-source issue.
To better understand the relationship, we need to answer
several interrelated questions. Which air contaminants are causally related
to which health effects? Which
are the most important? To
what extent can we lump pollutants and pollutant classes for
regulatory purposes? What are the contributions and relative importance
of different pollution sources?
Are there combinations of air contaminants for which
we should be concerned (i.e., that have health impacts different
from those predicted on the basis of the single components)?
What plausible changes in air quality would yield the
greatest, most cost-effective benefit?
A fundamental question underlies these issues: what is
the relationship between the composition of complex pollutant
mixtures and their health hazards and risks?
Moving beyond our present understanding of
the air quality-health relationship will require a better understanding
of exposure which, among other needs, will require more detailed
information on the physical-chemical species of organic carbon
compounds to which people are exposed.
Findings
Answers to the Questions
1) Is
there good evidence for the health importance of organic air
contaminants?
Yes!
The NAAQS for PM2.5, the list of
HAPs, and the subgroup of UATs would not exist if there were
not substantive evidence that at some level of exposure, these
air contaminants are harmful to health. There is a huge literature demonstrating that
individual organic compounds and classes that are present as
air contaminants are harmful to health.
No attempt is made here to review that literature, but
one has only to access the information sources cited in the
introduction to gain an appreciation for its extent.
There is information from human and/or animal
studies that the individual HAPs, and many organic species not
included in the HAPs, can, at some dose, cause a wide spectrum
of adverse health effects including irritation, inflammation,
non-cancer diseases of multiple organs, cancer (or effects leading
to cancer), birth defects, neurological abnormalities, and enhancement
of allergic responses. A
few recent examples will illustrate the spectrum of evidence. An epidemiology study demonstrated associations
between cardiovascular emergency department visits in Atlanta,
GA and PM-borne elemental carbon, organic carbon, and oxygenated
hydrocarbons, among other pollutants (Metzger et al., 2004).
Using filtered and unfiltered diesel emissions, it was
shown that gases, vapors, and nanoparticles were more responsible
than “soot” for lung inflammation in experimentally exposed
humans (Rudell et al., 1999). Personal exposure to PM2.5 and polycyclic
aromatic hydrocarbons (PAHs) were found to correlate with the
level of DNA adducts (abnormal attachments of organic moieties
to DNA) in both a general population and coke oven workers in
the Czech Republic (Lewtas, et al., 1997).
The organic components of combustion PM (including SVOC
species) were found to amplify human nasal allergic responses
(Nel et al., 2001). PM
and vapor-phase SVOC fractions of emissions from different vehicles
was found to vary considerably in toxicity in animal lungs (Seagrave
et al., 2002), and statistical analysis of composition-response
relationships revealed that hopanes and stearanes, markers of
engine oil, co-varied most closely with toxicity (Mauderly et
al., 2003). Detailed
analysis of the composition of petroleum samples allowed differences
in mutagencicity in bacteria to be associated with certain chemical
“fingerprints” (Eide et al., 2002).
2) How
is our current knowledge of the air quality-health relationship
limited by the present lack of analytical data?
You can’t study what you don’t measure!
Most research funding is focused on single
pollutants or sources involved in regulatory debates, and the
majority of debate is driven by reviews of the NAAQS.
Among the NAAQS, only the PM standard involves organic
carbon. Although research
advisors have noted the need to better understand the contribution
of organic carbon to PM effects (NRC, 2003), efforts to date
have not been widespread. A
major factor is that epidemiology has largely relied on “exposure”
(ambient air quality) data collected for regulatory compliance,
and there is no current requirement to measure anything other
than PM mass concentrations. (HAPs are “controlled” on the basis of source emission factors,
not on the basis of measured ambient concentrations.) The complexity and cost of sampling and analysis for detailed organic
speciation hinders its deployment in prospective epidemiology. Similarly, although laboratory health studies
are prospective in nature, conducted in a single research environment,
and could take advantage of contemporary organic speciation
methods, few studies have done so.
A limited number of studies have incorporated analyses
of exposures to organic carbon at various levels of detail,
but overall, the lack of exposure data has severely limited
research on the health impacts of organic carbon.
Health research is also limited by the sparse
characterization of ambient airborne organic matter aside from
“health” studies. For
example, a better understanding of the spatial homogeneity of
classes of organic matter would allow epidemiologists to more
efficiently incorporate organic analyses into prospective studies.
It is presently difficult to judge the number and location
of samplers necessary to address exposure-effect hypotheses.
Similarly a better understanding of the co-variance of
concentrations of different classes of organic compounds among
locations would facilitate study design. Many classes of organic and inorganic pollutants
co-vary because they are derived from the same sources and/or
are affected similarly by meteorology.
Knowledge of locations where, and the extent to which,
different classes of organics might be “unlinked” would greatly
facilitate the targeting of environmental studies to resolve
exposure-effect relationships.
Although even the current state-of-the-science
limits the extent to which complex organic composition can be
resolved, the principal problem of past research has not been
an inability to conduct analyses (i.e., analytical capability).
The principal problem has been a failure to incorporate
analyses into research programs and individual experimental
designs (i.e., analytical availability).
3) How
could health researchers utilize improved information?
In many ways! The problem is not
a lack of plausible research strategies, it’s primarily a lack
of incorporation of organic speciation measurements into health
research protocols.
The full range of demonstrated and potential experimental designs will
not be discussed in detail here, but the following examples
illustrate a spectrum of research strategies in which health
researchers could make use of improved organic speciation.
Improvements are needed in both the amount of data that
are generated, and the detail with which organic composition
is resolved.
One general strategy is to test statistical associations
between exposures of humans to organic species and adverse health
outcomes. Epidemiological
studies test statistical relationships between exposures and
health outcomes among either small, select populations (“panel
studies”) or larger area populations (“ecological studies”).
The degree to which such studies can detect effects of
organic compounds depends on the accuracy with which the exposures
are actually known. Samplers attached to the individual or in the individuals’ specific
locations can provide specific exposure information in panel
studies. Larger area
samples are typically used in ecological studies.
An example is the recent finding of an association between
cardiovascular emergency department visits and concentrations
of organic components of PM in the Atlanta, GA area (Metzger
et al., 2004). The Aerosol Research and Inhalation Epidemiology
Study (ARIES) is among the few attempting to include classes
of organic carbon in city-scale epidemiology (Van Loy et al.,
2000). In some cases, biological markers of exposure
to organic species can be used to better test links between
exposures and health outcomes (Talaska et al., 1996).
For example, Lewtas et al. (1996) linked increased concentrations
of DNA adducts in blood cells of general and worker populations
to levels of exposure to PAHs.
The use of chemical analysis for source apportionment
can also contribute to the interpretation of population studies
(e.g., Maykut et al., 2003).
A second general strategy is to intentionally expose
biological systems (e.g., humans, animals, or cultured bacteria
or mammalian cells) to specific organic compounds and examine
specific biological responses.
This strategy can involve administration of either selected
compounds or complex mixtures. Nels et al. (2001) for example, used complex
organic extracts to determine that the organic fraction of diesel
soot plays a role in amplifying human nasal immune and inflammatory
responses to allergens, and then used a single compound to determine
that pyrene, a “model” PM-associated PAH, can also cause the
effect. This general
approach is the one most widely used to test the toxicology
of compounds in animals, and has provided much of the data supporting
selection of the HAPs.
A third general strategy uses “chemical dissection”
to determine the compounds or classes primarily within complex
mixtures that drive a health response.
The best-known example is the “biodirected fractionation”
of solvent extracts of combustion PM, in which progressive fractionation
and testing of organic matter proved that nitroaromatic compounds
are largely responsible for mutagenic activity in bacteria (Scheutzle
and Lewtas, 1986). Testing
the roles of organic extracts vs. black carbon in the nasal
immune response to diesel soot (Nels et. al, 2001), and testing
the effects of filtered and unfiltered engine emissions on lung
inflammation (Rudel et al., 1999), are variants of this approach.
Current analytical technology is usually adequate for
studies of single known compounds.
One example of a potential inadequacy is the lack of
information on the health importance of the “unresolved complex
mixture” that is not currently collected or speciated in analyzing
complex organic mixtures. It
would be useful to isolate quantities of unresolved material
sufficient for toxicity screening in simple biological systems. If the material is shown to have biological activity, resolving
its composition and sources would be important.
A fourth general strategy involves the use of “statistical
dissection” to determine the components of complex mixtures
causing health responses.
If composition and responses are measured identically
for all multiple complex exposures having different but overlapping
compositions, the results can be combined into a composition-response
data matrix and analyzed statistically to determine the physical-chemical
species that co-vary most closely with differences in response.
An example of this approach is the use of Principal Component
Analysis and Partial Least Squares Regression (PCA/PLS) to determine
the compounds in petroleum samples contributing most strongly
to mutagenicity in bacteria (Eide et al., 2002).
Another recent example is the use of PCA/PLS to determine
that engine oil components contributed most strongly to differences
in lung toxicity among a set of engine emission samples (Mauderly
et. al., 2003).
Overall, there is ample opportunity for a greater incorporation
of organic analyses into health research. In some cases, adequate analytical technology
exists, and the issue is directing greater attention to health
research on organic components of air pollution. In some cases, analytical instrumentation exist as research tools,
but are not evolved into packages sufficiently standardized,
simple, and inexpensive for widespread deployment.
In a few cases, current analytical capabilities may not
be sufficient even as research tools.
4) How
can interactions between the analytical and health research
communities be improved?
We need improvements in both communication and technology!
There needs to be more dialogue between health
researchers and the analytical community.
A substantial portion of the health research community
are insufficiently knowledgeable about the actual composition
of air pollution (especially the organic components), how pollution
“works” (source emissions, transport, and atmospheric chemistry),
and analytical possibilities (what can be measured and how)
to conceive innovative experimental designs. Many among the analytical community may not be sufficiently knowledgeable
about the fundamentals (not the details) of the nature and range
of health effects, the physical-chemical interface between airborne
organic species and biological fluids and tissues, likely cellular-molecular
biological mechanisms of effects, and plausible biological experimental
approaches (and their inherent limitations) to perceive the
range of application of their technology to health research.
Not only do we need more tutorial and “brainstorming”
dialogue, there also needs to be a larger number of “bridging”
scientists who consider themselves part of both research
communities.
We need to take better advantage of several
pathways for cross-fertilization between analysts and biologists. The publication by each community of its papers in its own journals
is necessary and valuable, but is not an effective pathway for
cross-disciplinary communication.
There needs to be more development and dissemination
of summary, tutorial, publications.
The EPA Criteria Documents (e.g., EPA, 2003) contain
the needed information for NAAQS pollutants, but few researchers
read sections pertaining to other disciplines.
The recent publication by NARSTO, “Particulate Matter
Science for Policy Makers” (2003) is an excellent example of
a tutorial synopsis that would be useful to biologists, although
the title may not suggest its value to the health research community. Developing appropriate materials is only the
first step; without distribution across disciplines, communication
does not occur. Presenting
both air quality and health sessions at scientific meetings
in another pathway; however, the common practice of doing so
in parallel sessions often hinders real cross-education.
The conduct of cross-disciplinary tutorial sessions at
scientific meetings (unopposed, when possible) is an excellent
strategy, but not frequently implemented. “Center” programs containing both analytical
and biological components (e.g., NIEHS Environmental Centers
and EPA PM Centers) can be very productive, but typically struggle
to truly integrate the disciplines into unified research strategies.
There needs to be more emphasis on training
researchers that span scientific disciplines, in order to expand
the number and types of scientists conceiving and conducting
truly integrative research. The NIEHS Mentored Quantitative Research Career
Development program is an example of such an effort (http://grants1.nih.gov/grants/guide/pa-files/PA-99-087.html). Federal agencies, states, and professional
organizations could sponsor more training grants aimed specifically
at cross-disciplinary training.
Finally, there needs to be greater attention
among funding organizations to incorporating organic analytical
capabilities into health research.
Simply getting the two communities to communicate is
worthwhile, but does not necessarily result in joint research
efforts. Scientists
are most strongly motivated to action by the structure of funding
opportunities. If research
solicitations are framed to merge the two communities into joint
research strategies, the scientists will conceive creative ways
of doing so. Conversely, if research solicitations do not
place a premium on such interactions, they are much less likely
to occur.
Although not the key topic of this workshop,
it should be noted that a need for better cross-fertilization
pertains to links within the health and analytical communities,
as well as between those communities.
It is clear that more strategic interactions and coordination
is needed among different health disciplines and among researchers
focused on different health outcomes. It is likely that the same might be true within
the analytical community.
We also need technological advances that: 1)
make a greater level of characterization of exposures to organic
species practical for more widespread deployment in field and
laboratory studies; and 2) provide a more thorough speciation
of complex organic mixtures. At present, the former is more critical than the latter. We know enough to be confident that applying
the current level of speciation capability more widely in health
research could result in tremendous advances in our understanding
of the health importance of airborne organic carbon (in all
physical phases) – even though we don’t know what the answer
might be. We need to
make analytical techniques and equipment more practical for
wide deployment, including use by non-specialists (simpler,
faster, cheaper; that’s right – all three!).
It is also possible to apply advanced analytical technologies
at the prototype or “research” stage in limited health studies.
For example, it would be useful to know whether or not
the major fraction of complex organic matter that cannot now
be readily resolved might have health importance (or conversely,
whether we can relax and ignore it). Exploratory work using prototype technologies can be done with small
samples and simple biological systems (e.g., cultured cells)
or limited complex biological systems (i.e., instilled into
lungs of small numbers of animals).
Conclusions and Recommendations
There is a serious need for research providing
a better understanding of the health impacts of the many different
air contaminants that comprise exposures to air pollution, and
many of those contaminants are organic carbon compounds.
That research will require various levels of speciation
in order to test associations between health effects and different
classes and compounds. Both improved dialogue between the health and analytical research
communities and advances in analytical technology are needed. The key communications challenges presented
to the analytical community by health research needs are to
take an active role in 1) educating the health research community
about exposures to organic compounds; and 2) facilitating incorporation
of organic analyses into health research.
The key technological challenges are to: 1) expand the
range of analytical instrumentation that is sufficiently transportable
and inexpensive to deploy widely in health research; and 2)
to develop methods to resolve organic carbon composition more
completely.
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